OVERVIEW
Frank has in-depth, practical knowledge of the Anti-Money Laundering (AML) requirements and legislation of the Cayman Islands. He understands the AML controls and best practices required to ensure both effective risk mitigation and compliance with the Cayman Islands AML legislation, regulations and regulatory guidance, having performed money laundering, terrorist financing and sanctions risk assessments across a large portfolio of investment funds as AML analyst within the Maples Group compliance services team.
BACKGROUND
Previously, Frank worked with a leading international financial firm, where he performed money laundering, terrorist financing and sanctions risk assessments across a wide range of investment funds and special purpose vehicles.
PROFESSIONAL ACTIVITIES
Member of the Association of Certified Anti-Money Laundering Specialists.
LANGUAGES
Cantonese
English
Mandarin
AREAS OF EXPERTISE
Anti-Money Laundering ServicesEDUCATION
The Hong Kong Polytechnic University, Hong Kong, Bachelor of Business Administration, Accounting and Finance
Association of Certified Anti-Money Laundering Specialists, Certified Anti-Money Laundering Specialist
International Compliance Association, Certificate in Anti-Money Laundering
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
KNOWLEDGE
- ELTIF 2 European Commission Adopts RTS Delegated Regulation 25 July 2024
- FCA Issues Final Rules and Guidance on the Overseas Funds Regime 23 July 2024
- Cayman AEOI FATCA and CRS Reporting for Fund Managers 23 July 2024
- UK RMBS Flourishing in Active Market 22 July 2024
- Standing Decisions and Privy Precedents: Principles of Stare Decisis Applicable to Judgments of the Privy Council 18 July 2024
NEWS & DEALS
- Maples Group Advises Chenqi Technology's HK$1.3 Billion Hong Kong IPO 26 July 2024
- Multi-Jurisdictional Maples Team Advise on Catcha Investment Corp's de-SPAC Transaction 18 July 2024
- Maples Group Advises Pantarei Asset Management Limited on Hong Kong Fund Launches 27 June 2024
- Maples Group Advises Drake & Scull International PJSC on Landmark Sukuk SPV Issuance 25 June 2024
- Maples Group Pledges US$ 70k to Support Inclusive Education in the BVI 19 June 2024