Regulatory & Compliance
UCITS
Our team of specialist lawyers and data analysts provides a comprehensive solution that delivers the professional expertise and systems to help fulfil the requirements of the UCITS directive.
OVERVIEW
UCITS is a fast evolving regulatory regime built on liquidity, transparency and robust governance. UCITS funds have become increasingly popular as these highly fluid, transparent, diversified and regulated investment products boast the flexibility to accommodate a wide range of investment strategies. The UCITS directive, however, introduces requirements for comprehensive daily risk reporting.
The Maples Group's team of specialist lawyers and data analysts provides a comprehensive solution that delivers the professional expertise and advice as well as the systems and processes required to help managers achieve greater risk control and fulfil the quantitative and qualitative requirements of the UCITS directive. Our services include:
- Advising on the on the laws of Ireland and Luxembourg or assisting in relation to the UCITS structure and potential application with respect to operational, compliance and governance rules;
- Compliance and investment guidelines reporting including, compliance to all exposures, concentrations and global exposure limits contained in the directive;
- Global exposure reporting including, both the commitment method and value at risk;
- Value at risk and back-testing reporting including, parametric, historical, Monte Carlo and user-specific scenarios and back-testing; and
- Liquidity reporting including, time horizon on portfolio's ability to liquidate investments;
- Stress testing including, historical and hypothetical scenarios.
Related Contacts
KNOWLEDGE
- Cayman Islands Removed from the FATF Grey List 27 October 2023
- Recent Cayman Islands Regulatory Developments 18 September 2023
- Revised AML Guidance Notes on e-KYC and Remote CDD / Ongoing Monitoring 08 September 2023
- Conflict Advisory Review Services – Best Practice to Mitigate Risk 26 July 2023
- Cayman Islands Satisfies All FATF Recommendations 23 June 2023
NEWS & DEALS
- Maples Group Welcomes New Head of Fiduciary Services – Luxembourg 05 December 2022
- Maples Group Achieves ISO 27001 Certification 28 April 2022
- Maples Group Supports Faros VCC 25 April 2022
- The Maples Group Recognised at US Alt Credit Performance & Services Awards 11 November 2021
- Maples Group Supports Falko on Inaugural ABS Transaction 28 April 2021