Commodity Pool Operator Services

OVERVIEW

Following the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Commodity Futures Trading Commission introduced updated requirements for greater reporting of data as well as appointing and registering a Commodity Pool Operator (CPO).  The Maples Group provides third-party outsourcing services to financial institutions, institutional investors, investment managers and international corporations managing CPO funds, assisting clients with the set up and registration of their CPO and supporting ongoing compliance with regulatory reporting requirements. Our team of Series 3 licensed professionals has broad experience servicing and administering an array of investment vehicles that are deemed commodity pools, taking a tailored approach to delivering solutions that meet the specific needs of clients. Our client service professionals have experience with providing fiduciary services to CPOs and/or commodity pools as an NFA approved director and/or associated person as well as the CPO registration application process and the related ongoing regulatory compliance requirements including Form CPO-PQR and CFTC/NFA exemption filings.