Fiduciary Services
Conflict Review & Advisory Services
Today's complex regulatory focus on affiliate trading requires special attention. Our dedicated conflict review and advisory team has the technical and operational excellence to deliver a highly responsive and independent service.
OVERVIEW
In an environment in which there is a growing focus on regulatory and independent oversight, institutions and investment advisers buying or selling securities between affiliated entities or between vehicles they manage may need to obtain specific consent to a transaction. Certain regulations require that consent for such transactions be delegated to an independent party. Recognising the growing demand for competent service providers to review and approve affiliate trades, the Maples Group’s dedicated conflict review and advisory team provides guidance on the types of transactions that may be subject to review and on the documentation and supporting information necessary to enable us, as a third-party agent, to review the trades as efficiently and effectively as possible. Our team comprises specialists with relevant technical and operational backgrounds and takes a collaborative approach that ensures the delivery of a highly responsive, tailored, independent service.
Related Contacts
KNOWLEDGE
- The US Corporate Transparency Act: Five Practical Issues for Entity Management 09 November 2022
- Guidance for US Managers Launching European Funds 02 November 2022
- Compliance with the UK Register of Overseas Entities 01 November 2022
- Governance Perspectives for a Modern Approach to Risk Retention 05 October 2022
- How Third-Party Commodity Pool Operators Assist Alternatives Managers with US Regulation 26 September 2022
NEWS & DEALS
- BVI Voluntary Liquidations Team Welcomes Cristiane Matos 30 January 2023
- Maples Groups New Sponsorship with Museum of Literature Ireland Expands Learning Programmes 09 January 2023
- Maples Group Welcomes New Head of Fiduciary Services – Luxembourg 05 December 2022
- Netherlands Office Move 01 November 2022
- Kieran Fox Joins Maples Group to Lead European Business Development 28 October 2022