OVERVIEW
Dean manages the compliance programmes for the Maples Group's legal, fund and fiduciary services business in both the Dubai and Abu Dhabi offices.
BACKGROUND
Previously, Dean worked for the Dubai Financial Services Authority (DFSA) focusing on business conduct risks, including financial crime, Anti-Money Laundering and Counter Terrorist Financing. Before moving to the Middle East, Dean worked for the Financial Industry Regulatory Authority (FINRA) in the United States in senior supervisory and policy roles. Dean has represented both the DFSA and FINRA in the international regulatory community, providing technical assistance, training and contributing to thematic work undertaken by the International Organization of Securities Commissions.
AREAS OF EXPERTISE
Regulatory & ComplianceEDUCATION
University of Iowa, US, Bachelor of Arts, Economics, Political Science and Business Administration, International Business Certificate
University of Phoenix, US, Master of Business Administration, Global Management
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
KNOWLEDGE
- ELTIF 2 European Commission Adopts RTS Delegated Regulation 25 July 2024
- FCA Issues Final Rules and Guidance on the Overseas Funds Regime 23 July 2024
- Cayman AEOI FATCA and CRS Reporting for Fund Managers 23 July 2024
- UK RMBS Flourishing in Active Market 22 July 2024
- Standing Decisions and Privy Precedents: Principles of Stare Decisis Applicable to Judgments of the Privy Council 18 July 2024
NEWS & DEALS
- Maples Group Advises Chenqi Technology's HK$1.3 Billion Hong Kong IPO 26 July 2024
- Multi-Jurisdictional Maples Team Advise on Catcha Investment Corp's de-SPAC Transaction 18 July 2024
- Maples Group Advises Pantarei Asset Management Limited on Hong Kong Fund Launches 27 June 2024
- Maples Group Advises Drake & Scull International PJSC on Landmark Sukuk SPV Issuance 25 June 2024
- Maples Group Pledges US$ 70k to Support Inclusive Education in the BVI 19 June 2024