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SPECIALTY SERVICES
Irish Financial Services Regulatory

Advisory & Assurance

Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.

  • Advising on conduct of business requirements across banking, insurance, MiFID / asset management, fund service providers, intermediaries, retail credit / credit servicing firms and e-money / payment institutions
  • Advising on initial and minimum capital as part of authorisations and assessing capital implications of change in permissions
  • Proposed restructures to manage capital and making assessments against prescriptive regulatory requirements, e.g. under the Capital Requirements Regime or the Investment Firms Directive / Regulation
  • Drafting Ts&Cs and website content to comply with consumer / investor protection requirements
  • Independent third party assurance / Skilled Person reports, including in respect of industry-wide inspections or examinations
  • Advising senior management on business proposals to identify any regulatory risks and how they can be mitigated
Discover Maples Group Services

Irish Financial Services Regulatory

Anti-Money Laundering & Countering the Financing of Terrorism

We can advise on changes to AML/CFT requirements, updating compliance frameworks, terms for the MLRO role, policies & procedures, staff training & more.
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Authorisations & Change of Business

We can help you establish a new regulated business in Ireland, and guide you through your application for authorisation with the Central Bank of Ireland.
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Compliance Universes & Frameworks and Procedures

We design compliance universes, procedures and frameworks to support robust policies and procedures, conduct training on compliance and regulatory matters.
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Corporate Governance, Remuneration & Outsourcing

We can provide you with expert advice on industry-specific corporate governance requirements, and design robust oversight and remuneration frameworks.
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Fintech

Our fintech team advises e-money firms, payment providers & digital banks on regulatory requirements & integrating them into their digital business models.
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Fitness & Probity / Senior Executive Accountability Regime

Our fitness & probity advice covers the appointment & removal of those in Pre-Approval Controlled Functions, the development of robust frameworks & more.
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Regulatory Engagement & Enforcement

We can help you respond to regulator requests for information, supervisory engagement with regulators, mock inspections and support during inspections.
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Sustainable Finance

We act for lenders, financial institutions, sponsors and investors in sustainable finance, advising on ESG-focused and sustainable financing transactions.
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