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SPECIALTY SERVICES

Irish Financial Services Regulatory

Regulatory Engagement & Enforcement

Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.

Responding to regulator requests for information and business as usual supervisory engagement
Supervisory engagement with regulators including the Central Bank of Ireland, European Central Bank and Single Resolution Board
Mock inspections and support during on-site or desktop-based inspection
Regulatory breach and error notifications
Advising on Central Bank investigations into individuals and regulated firms
Remediating issues identified in Risk Mitigation Programmes under the PRISM regime
Guiding clients through engagement with the Central Bank enforcement division, including engagement under the Administrative Sanctions Procedure and reaching settlement agreements

Specialty Services →

Irish Financial Services Regulatory →

Contact Maples Group Professionals

All Locations / Dublin

Stephen Carty

Lorna Smith

Philip Keegan

Alison Gibney

Senior Regulatory Executive

Knowledge

Industry Updates

CBI Finds Deficiencies in Marketing Practices of Investment Firms

Industry Updates

Four Months to Go: Key Steps to Implement DORA

Industry Updates

ESMA Report on MiFID II Marketing Requirements

Industry Updates

AI: Risk and Regulatory Considerations for Irish Regulated Firms

Analysis & Insights

Central Bank Focus Areas for E-money and Payment Firm Applications

Industry Updates

EMIR REFIT – Impact on Irish Investment Funds

News & Deals

Deals

Maples Group Advises AMCS on its Landmark Sale to EQT Private Equity

Announcements

Maples Group Welcomes 13 New Associates to its Irish Law Firm

Announcements

2022 In the Spotlight Webcast Series

Discover Maples Group Services

Advisory & Assurance

We specialise in conduct of business obligations, initial & minimum capital as part of authorisations, & the capital implications of change in permissions.

Anti-Money Laundering & Countering the Financing of Terrorism

We can advise on changes to AML/CFT requirements, updating compliance frameworks, terms for the MLRO role, policies & procedures, staff training & more.

Authorisations & Change of Business

We can help you establish a new regulated business in Ireland, and guide you through your application for authorisation with the Central Bank of Ireland.

Compliance Universes & Frameworks and Procedures

We design compliance universes, procedures and frameworks to support robust policies and procedures, conduct training on compliance and regulatory matters.

Corporate Governance, Remuneration & Outsourcing

We can provide you with expert advice on industry-specific corporate governance requirements, and design robust oversight and remuneration frameworks.

Fintech

Our fintech team advises e-money firms, payment providers & digital banks on regulatory requirements & integrating them into their digital business models.

Fitness & Probity / Senior Executive Accountability Regime

Our fitness & probity advice covers the appointment & removal of those in Pre-Approval Controlled Functions, the development of robust frameworks & more.

Sustainable Finance

We act for lenders, financial institutions, sponsors and investors in sustainable finance, advising on ESG-focused and sustainable financing transactions.