Search
SPECIALTY SERVICES
Irish Financial Services Regulatory

Regulatory Engagement & Enforcement

Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.

  • Responding to regulator requests for information and business as usual supervisory engagement
  • Supervisory engagement with regulators including the Central Bank of Ireland, European Central Bank and Single Resolution Board
  • Mock inspections and support during on-site or desktop-based inspection
  • Regulatory breach and error notifications
  • Advising on Central Bank investigations into individuals and regulated firms
  • Remediating issues identified in Risk Mitigation Programmes under the PRISM regime
  • Guiding clients through engagement with the Central Bank enforcement division, including engagement under the Administrative Sanctions Procedure and reaching settlement agreements
Specialty Services - Irish Financial Services Regulatory
Specialty Services â†’
Irish Financial Services Regulatory →
Specialty Services â†’
Irish Financial Services Regulatory →
Contact Maples Group Professionals

Primary Contacts

All Locations / Dublin
Knowledge
  • Industry Updates

ESMA Report on MiFID II Marketing Requirements

  • Industry Updates

AI: Risk and Regulatory Considerations for Irish Regulated Firms

  • Analysis & Insights

Central Bank Focus Areas for E-money and Payment Firm Applications

  • Industry Updates

EMIR REFIT – Impact on Irish Investment Funds

  • Industry Updates

DORA: Six Key Action Points for Firms

  • Industry Updates

Central Bank Fintech Supervisory Priorities 2024

News & Deals
  • Announcements

Maples Group Welcomes 13 New Associates to its Irish Law Firm

  • Announcements

2022 In the Spotlight Webcast Series

Discover Maples Group Services

Irish Financial Services Regulatory

Advisory & Assurance

We specialise in conduct of business obligations, initial & minimum capital as part of authorisations, & the capital implications of change in permissions.
Learn Moreʉ٦

Anti-Money Laundering & Countering the Financing of Terrorism

We can advise on changes to AML/CFT requirements, updating compliance frameworks, terms for the MLRO role, policies & procedures, staff training & more.
Learn Moreʉ٦

Authorisations & Change of Business

We can help you establish a new regulated business in Ireland, and guide you through your application for authorisation with the Central Bank of Ireland.
Learn Moreʉ٦

Compliance Universes & Frameworks and Procedures

We design compliance universes, procedures and frameworks to support robust policies and procedures, conduct training on compliance and regulatory matters.
Learn Moreʉ٦

Corporate Governance, Remuneration & Outsourcing

We can provide you with expert advice on industry-specific corporate governance requirements, and design robust oversight and remuneration frameworks.
Learn Moreʉ٦

Fintech

Our fintech team advises e-money firms, payment providers & digital banks on regulatory requirements & integrating them into their digital business models.
Learn Moreʉ٦

Fitness & Probity / Senior Executive Accountability Regime

Our fitness & probity advice covers the appointment & removal of those in Pre-Approval Controlled Functions, the development of robust frameworks & more.
Learn Moreʉ٦

Sustainable Finance

We act for lenders, financial institutions, sponsors and investors in sustainable finance, advising on ESG-focused and sustainable financing transactions.
Learn Moreʉ٦
Menu
People

Legal Services

Fiduciary Services

Fund Services

Entity Formation & Management Services

Regulatory & Compliance

Specialty Services

All Services

Locations
Knowledge
About
News
Careers

Client Platforms

Webcasts

Podcasts

ESG

CSR