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SPECIALTY SERVICES
Irish Financial Services Regulatory

Compliance Universes & Frameworks and Procedures

Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.

  • Designing detailed compliance universes setting out the applicable regulatory regime to map key controls and responsibilities
  • Developing policies and procedures required under financial services legislation
  • Building robust frameworks to implement and support policies and procedures
  • Completing assessments of firms’ compliance and identifying gaps for remediation
  • Documenting oversight frameworks for outsourcing arrangements and delegation models
  • Annual training on compliance and regulatory matters, including when new or revised requirements are introduced
  • Tracking impending changes and upstream regulatory change management 
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Irish Financial Services Regulatory

Advisory & Assurance

We specialise in conduct of business obligations, initial & minimum capital as part of authorisations, & the capital implications of change in permissions.
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Anti-Money Laundering & Countering the Financing of Terrorism

We can advise on changes to AML/CFT requirements, updating compliance frameworks, terms for the MLRO role, policies & procedures, staff training & more.
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Authorisations & Change of Business

We can help you establish a new regulated business in Ireland, and guide you through your application for authorisation with the Central Bank of Ireland.
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Corporate Governance, Remuneration & Outsourcing

We can provide you with expert advice on industry-specific corporate governance requirements, and design robust oversight and remuneration frameworks.
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Fintech

Our fintech team advises e-money firms, payment providers & digital banks on regulatory requirements & integrating them into their digital business models.
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Fitness & Probity / Senior Executive Accountability Regime

Our fitness & probity advice covers the appointment & removal of those in Pre-Approval Controlled Functions, the development of robust frameworks & more.
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Regulatory Engagement & Enforcement

We can help you respond to regulator requests for information, supervisory engagement with regulators, mock inspections and support during inspections.
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Sustainable Finance

We act for lenders, financial institutions, sponsors and investors in sustainable finance, advising on ESG-focused and sustainable financing transactions.
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