Overview

Our regulatory lawyers and professionals have assisted some of the world's largest financial institutions in establishing a presence in multiple jurisdictions, and in fostering their relationship with regulators, tax and enforcement authorities.  Through our presence on a range of industry associations and working groups in the development of financial service law and policy, and our established relationship with regulatory agencies, we can readily draw on this experience to offer prompt, pointed and clear advice to help our clients determine how best to maintain compliance.
 
With a depth of experience across all regulated sectors, our regulatory financial services advisory team is positioned to address your needs and sensitivities.

Anti-money Laundering & Counter-terrorism Financing Compliance

The Maples Group provides the following legal services with regard to anti-money laundering and counter-terrorism financing compliance:

  • Advising on the maintenance or delegation of Anti-money Laundering (AML) / Counter-terrorism Financing (CTF) procedures
  • Development and assessment of AML / CTF and risk management systems
  • Advising on suspicious activity reporting and reliance on relevant third party obligations
  • Conduct of mock regulatory and AML / CTF inspections
  • Provision of advanced AML / CTF training for compliance and reporting officers
  • Know Your Customer (KYC) due diligence and customer due diligence best practices
  • KYC information verification and screening services
  • Management of fraud and forensic inquiries and investigations
  • Conduct of money laundering and fraud proceedings 
  • Provision of expert evidence on AML / CTF and regulatory obligations under British Virgin Islands, Cayman Islands, Irish and Luxembourg law

For more information on the Maples Group's AML and CTF services, please click here.

Automatic Exchange of Information

The Maples Group provides the following legal services in relation to automatic and ad hoc exchange of information obligations:

  • Advising on all aspects of the FATCA and the OECD Standard for Automatic Exchange of Financial Account Information – Common Reporting Standard (CRS) due diligence and reporting regimes
  • Advising in relation to obligations under the (BEPS) Country by Country Reporting and Economic Substance regimes
  • Advising and assisting with ad hoc requests for information production by the competent authorities pursuant to bilateral agreements under the relevant laws
  • Assisting with enforcement matters

For more information on the Maples Group's AEOI and related services, please click here

Regulatory Advice

The Maples Group provides regulatory legal advice, including:

  • Application of licensing laws, including assistance with licence applications, exemptions, amendments and surrenders
  • Assistance with regulatory reporting for M&A and reorganisations
  • Drafting client mandates, account opening forms, subscription and service level agreements
  • Assisting with foreign and local disclosure requests 
  • Advising on duties of confidentiality
  • Advice with regard to data protection regulation
  • Advice on anti-corruption and sanctions obligations
  • Advising on conduct of business and potential registration / licensing implications
  • Advising in relation to the extraterritorial effect of foreign legislation
  • Assisting with beneficial ownership regime requirements
  • Advising on reporting obligations falling under the Cayman Islands licensing laws
  • Advising in relation to the regulation of Crypto and Fintech offerings 

Regulatory Enforcement

The Maples Group provides legal services for regulatory enforcement, including:

  • Advice and assistance in relation to onsite or offsite inspections
  • Advice on potential exposure / implications in the case of an investigation
  • Liaising with regulatory authorities in relation to directives and administrative fines
  • Defending enforcement / assessment actions, judicial reviews and court appeals
  • Negotiating settlement agreements

Locations

British Virgin Islands   |   Cayman Islands   |   Dublin   |   Jersey   |   Luxembourg
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Please note that your email may be received and read by other Maples Group employees in addition to your intended recipient.

The use of this form does not create an attorney-client relationship and information submitted will not necessarily be treated as privileged or confidential, nor will it prevent us from accepting related instructions on behalf of others. Do not send us any information regarding any current or potential legal matters until your proposed engagement of us as legal counsel has been agreed and confirmed by us in writing.

Announcements

Maples Advises Apache Capital Partners on Sale of International Firm's HQ in Jersey

 Maples and Calder, the Maples Group's law firm was delighted to once again act as lead Jersey counsel for Apache Capital Partners on a recent transaction.

21 Oct 2020

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Announcements

Maples Group Boosts Jersey Offering with Strategic Hire

The Maples Group is pleased to announce the appointment of Mark Crichton to its Jersey office.

15 Oct 2020

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Deals

Maples Advises on US$8.7 Billion Take-Private of 58.com

Maples and Calder, the Maples Group's law firm, was pleased to advise a buyer consortium, comprising Mr. Jinbo Yao (founder of 58.com Inc.), General Atlantic Service Company, L.P., Warburg Pincus Asia LLC and Ocean Link Asia Limited, on the take-private of 58.com Inc., a Cayman Islands company previously listed on the New York Stock Exchange (NYSE). 

14 Oct 2020

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Announcements

Maples Group Recognised at 2020 IFLR Middle East Awards

Maples and Calder, the Maples Group's law firm, is pleased to announce that it has been recognised once again at the IFLR Middle East Awards.  The awards, which took place virtually this year, acknowledged the most influential corporate finance deals over the past 12 months.  

14 Oct 2020

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Announcements

Maples Group Recognised as Top Legal Adviser at Private Equity Awards

Maples and Calder, the Maples Group's law firm, named the "Best Offshore Law Firm" at the Private Equity Wire US Awards 2020. 

12 Oct 2020

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Announcements

Maples Group Wins Six Awards in Asia

Maples and Calder, the Maples Group's law firm, was honoured to have been recognised at the annual Asia Legal Awards and the long-running ALB China Law Awards last month, winning a combined six awards and sweeping the offshore category at both events.  This is the firm's third and seventh consecutive year winning "Offshore Law Firm of the Year" at the Asia Legal Awards and ALB China Law Awards respectively. 

09 Oct 2020

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