Fiduciary Services
Conflict Review & Advisory Services
Today's complex regulatory focus on affiliate trading requires special attention. Our dedicated conflict review and advisory team has the technical and operational excellence to deliver a highly responsive and independent service.
OVERVIEW
In an environment in which there is a growing focus on regulatory and independent oversight, institutions and investment advisers buying or selling securities between affiliated entities or between vehicles they manage may need to obtain specific consent to a transaction. Certain regulations require that consent for such transactions be delegated to an independent party. Recognising the growing demand for competent service providers to review and approve affiliate trades, the Maples Group’s dedicated conflict review and advisory team provides guidance on the types of transactions that may be subject to review and on the documentation and supporting information necessary to enable us, as a third-party agent, to review the trades as efficiently and effectively as possible. Our team comprises specialists with relevant technical and operational backgrounds and takes a collaborative approach that ensures the delivery of a highly responsive, tailored, independent service.
Related Contacts
KNOWLEDGE
- Hong Kong Corporate Inspection Regime Enters Third Phase 01 March 2024
- Artificial Intelligence and Fund Governance 27 February 2024
- UK Director Verification Measures Target Financial Fraud 13 February 2024
- Court of Appeal confirms that a Receiver does not require a Court Order for taking Possession of a Mortgaged 01 February 2024
- Understand Your Obligations Under the Corporate Transparency Act 23 January 2024
NEWS & DEALS
- Maples Group Welcomes Blessing Buraimoh as First Global Diversity, Equity and Inclusion Lead 14 March 2024
- Maples Group Continues to Expand Fiduciary Services Team in Jersey 25 October 2023
- Maples Group St Mary's Rugby Sponsorship 03 October 2023
- Maples Group Expands Fiduciary Services Team in Jersey 10 May 2023
- Maples Group Sponsors Sculpture for Durrell's Tortoise Takeover in Jersey 03 May 2023