Fiduciary Services
Commodity Pool Operator Services
Amid greater reporting requirements, our teams of licensed professionals regularly assist institutional clients and corporations with CPO registration and all aspects of ongoing obligations.
OVERVIEW
Following the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Commodity Futures Trading Commission introduced updated requirements for greater reporting of data as well as appointing and registering a Commodity Pool Operator (CPO). The Maples Group provides third-party outsourcing services to financial institutions, institutional investors, investment managers and international corporations managing CPO funds, assisting clients with the set up and registration of their CPO and supporting ongoing compliance with regulatory reporting requirements. Our team of Series 3 licensed professionals has broad experience servicing and administering an array of investment vehicles that are deemed commodity pools, taking a tailored approach to delivering solutions that meet the specific needs of clients. Our client service professionals have experience with providing fiduciary services to CPOs and/or commodity pools as an NFA approved director and/or associated person as well as the CPO registration application process and the related ongoing regulatory compliance requirements including Form CPO-PQR and CFTC/NFA exemption filings.
Related Contacts
KNOWLEDGE
- Hong Kong Corporate Inspection Regime Enters Third Phase 01 March 2024
- Artificial Intelligence and Fund Governance 27 February 2024
- UK Director Verification Measures Target Financial Fraud 13 February 2024
- Court of Appeal confirms that a Receiver does not require a Court Order for taking Possession of a Mortgaged 01 February 2024
- Understand Your Obligations Under the Corporate Transparency Act 23 January 2024
NEWS & DEALS
- Maples Group Welcomes Blessing Buraimoh as First Global Diversity, Equity and Inclusion Lead 14 March 2024
- Maples Group Continues to Expand Fiduciary Services Team in Jersey 25 October 2023
- Maples Group St Mary's Rugby Sponsorship 03 October 2023
- Maples Group Expands Fiduciary Services Team in Jersey 10 May 2023
- Maples Group Sponsors Sculpture for Durrell's Tortoise Takeover in Jersey 03 May 2023