Regulatory & Financial Services Advisory
Regulatory Advice
Our global Regulatory & Financial Services Advisory team provides expert regulatory legal advice to BVI, Cayman Islands, Irish, Jersey and Luxembourg domiciled entities on all regulatory matters including application of licensing laws, assistance with regulatory reporting for M&A and reorganisations, drafting client mandates, account opening forms, subscription and service level agreements.
Regulatory Advice
The Maples Group provides regulatory legal advice, including:
- Application of licensing laws, including assistance with licence applications, exemptions, amendments and surrenders
- Assistance with regulatory reporting for M&A and reorganisations
- Drafting client mandates, account opening forms, subscription and service level agreements
- Assisting with foreign and local disclosure requests
- Advising on duties of confidentiality
- Advice with regard to data protection regulation
- Advice on anti-corruption and sanctions obligations
- Advising on conduct of business and potential registration / licensing implications
- Advising in relation to the extraterritorial effect of foreign legislation
- Assisting with beneficial ownership regime requirements
- Advising on reporting obligations falling under the Cayman Islands licensing laws
- Advising in relation to the regulation of Crypto and Fintech offerings
Related Contacts
KNOWLEDGE
- The Regulatory 15/15: January 2023 13 January 2023
- BVI Approved Managers: Upcoming Filing Deadline - 31 January 2023 12 January 2023
- GIR Know How Anti-Money Laundering 20 December 2022
- The Regulatory 15/15: Holiday Break 15 December 2022
- ECJ Rules Public Access to Beneficial Ownership Information Invalid 01 December 2022
NEWS & DEALS
- Maples Group Earns Top Rankings in 2023 Chambers Global Guide 02 March 2023
- Maples Group Receives 2023 Montreal Top Employer Honours 28 February 2023
- Maples Group Named Top Legal Adviser to Irish-Serviced Funds for 10th Year 23 February 2023
- Maples Group Wins 12 China Deals of the Year Awards 2022 09 February 2023
- BVI Voluntary Liquidations Team Welcomes Cristiane Matos 30 January 2023