Regulatory & Financial Services Advisory
Regulatory Advice
Our global Regulatory & Financial Services Advisory team provides expert regulatory legal advice to BVI, Cayman Islands, Irish, Jersey and Luxembourg domiciled entities on all regulatory matters including application of licensing laws, assistance with regulatory reporting for M&A and reorganisations, drafting client mandates, account opening forms, subscription and service level agreements.
Regulatory Advice
The Maples Group provides regulatory legal advice, including:
- Application of licensing laws, including assistance with licence applications, exemptions, amendments and surrenders
- Assistance with regulatory reporting for M&A and reorganisations
- Drafting client mandates, account opening forms, subscription and service level agreements
- Assisting with foreign and local disclosure requests
- Advising on duties of confidentiality
- Advice with regard to data protection regulation
- Advice on anti-corruption and sanctions obligations
- Advising on conduct of business and potential registration / licensing implications
- Advising in relation to the extraterritorial effect of foreign legislation
- Assisting with beneficial ownership regime requirements
- Advising on reporting obligations falling under the Cayman Islands licensing laws
- Advising in relation to the regulation of Crypto and Fintech offerings
Related Contacts
KNOWLEDGE
- The Regulatory 15/15: June 2022 14 June 2022
- The Regulatory 15/15: May 2022 13 May 2022
- BVI Regulatory Obligations and Filing Deadlines 2022 12 May 2022
- The Regulatory 15/15: April 2022 14 April 2022
- What Private Equity Managers Need to Know to File a Cayman Islands Fund Annual Return 11 April 2022
NEWS & DEALS
- Maples Group Partners Win at European Women in Business Law Awards 2022 27 June 2022
- Maples Group Wins Three Awards at China Business Law Awards 2022 15 June 2022
- Maples Group Welcomes 13 New Associates to its Irish Law Firm 20 May 2022
- Maples Group Recognised on Five Award-Winning Aviation Finance Deals 10 May 2022
- Maples Group Recognised for Excellence in Europe 26 April 2022