Regulatory & Financial Services Advisory
Regulatory Advice
Our global Regulatory & Financial Services Advisory team provides expert regulatory legal advice to BVI, Cayman Islands, Irish, Jersey and Luxembourg domiciled entities on all regulatory matters including application of licensing laws, assistance with regulatory reporting for M&A and reorganisations, drafting client mandates, account opening forms, subscription and service level agreements.
Regulatory Advice
The Maples Group provides regulatory legal advice, including:
- Application of licensing laws, including assistance with licence applications, exemptions, amendments and surrenders
- Assistance with regulatory reporting for M&A and reorganisations
- Drafting client mandates, account opening forms, subscription and service level agreements
- Assisting with foreign and local disclosure requests
- Advising on duties of confidentiality
- Advice with regard to data protection regulation
- Advice on anti-corruption and sanctions obligations
- Advising on conduct of business and potential registration / licensing implications
- Advising in relation to the extraterritorial effect of foreign legislation
- Assisting with beneficial ownership regime requirements
- Advising on reporting obligations falling under the Cayman Islands licensing laws
- Advising in relation to the regulation of Crypto and Fintech offerings
Related Contacts
KNOWLEDGE
- Private Funds and the Cayman Islands Fund Annual Return Deadline 18 March 2024
- EU Removes the Cayman Islands from EU AML List: Considerations for Clients 18 January 2024
- GIR Know How: Anti Money Laundering 2023 16 January 2024
- Cayman Islands 2024 Regulatory Calendar 11 January 2024
- BVI Approved Managers and Approved Funds: Upcoming Filing Deadline - 31 January 2024 04 January 2024
NEWS & DEALS
- Maples Group Advances AI Strategy with Global Rollout of Harvey AI Partnership 11 March 2024
- Maples Group "Top Class" and "Go to Firm" According to 2024 Chambers Global Guide 15 February 2024
- Maples is Ireland's Leading Funds Practice for 11th Consecutive Year 14 February 2024
- Maples Group Expands Office Space in Singapore 11 December 2023
- Maples Group Announces New Local and Global Appointments 04 December 2023