Overview

Form PF is a US Securities and Exchange Commission regulatory filing requirement that mandates private fund advisers report regulatory assets under management to the Financial Stability Oversight Council, in order to monitor risks to the US financial system.  Form PF affects SEC-registered managers of private equity funds, real estate funds, hedge funds and liquidity funds with at least US$150 million in private fund assets.

The Maples Group provides an integrated operational and technological solution that assists in data identification, aggregation, calculation, verification and storage.  Through a secure online portal, data is populated into the Form PF template for review and validation by the manager prior to submission at least annually and often quarterly for larger fund managers.  Specific services include:

  • Aggregating data to produce the required reporting for relevant sections of Form PF;
  • Performing risk calculations required for Form PF reports that are not available from data sources;
  • Ensuring data is accurate and consistent with all other regulatory filings and information;
  • Liaising with the manager to confirm mappings for new positions held in the portfolios and providing an interface for review, approval and submission of Form PF; and
  • Storing submissions, filings and provide audit trailing for future reference related to Form PF.

Locations

Boston   |   Cayman Islands   |   Dubai   |   Dublin   |   Hong Kong   |   Luxembourg   |   Montreal   |   Singapore
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Please note that your email may be received and read by other Maples Group employees in addition to your intended recipient.

The use of this form does not create an attorney-client relationship and information submitted will not necessarily be treated as privileged or confidential, nor will it prevent us from accepting related instructions on behalf of others. Do not send us any information regarding any current or potential legal matters until your proposed engagement of us as legal counsel has been agreed and confirmed by us in writing.

Announcements

Maples Group Strengthens Financial Services Regulatory Practice with New Partner Hire 

Maples and Calder (Ireland) LLP, the Maples Group's law firm in Ireland, is pleased to announce the addition of Lorna Smith who joins the firm as a Partner in its Financial Services Regulatory practice. 

13 Jan 2021

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Announcements

Maples Group Expands Middle Office Service Offering to the Leon Levy Foundation

The Maples Group is pleased to support the Leon Levy Foundation, a private philanthropic foundation with US$450 million in assets. The Group's consolidated operational and technology platform for data aggregation, portfolio accounting and portfolio reporting and customized support has allowed the Leon Levy Foundation to meaningfully analyze its investments in a timely manner while better understanding the strategies to which it has allocated capital.

12 Jan 2021

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Announcements

Maples Group Recognised for Excellence in Asia by China Business Law Journal

Maples and Calder, the Maples Group's law firm, is pleased to announce that its Asia practice has been recognised for its role in advising on seven of the transactions listed as Deals of the Year 2020 by China Business Law Journal ("CBLJ").  Additionally, Anthony Webster, Partner and head of the Funds & Investment Management team in Hong Kong and Matt Roberts, Partner and head of the Corporate practice in Asia were recognised on CBLJ's A-List. 

12 Jan 2021

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Deals

Maples Advises on Xiaomi's US$4Billion Top-up Funding Placement 

The Maples Group was pleased to act as Cayman Islands counsel to Xiaomi Corporation in relation to its combined issue of US$855million zero coupon guaranteed convertible bonds, due 2027 and convertible into class B ordinary shares of Xiaomi Corporation under general mandate and approximately US$3.1billion subscription of placing of existing shares and top-up subscription of shares under general mandate. 

18 Dec 2020

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Announcements

Maples Group Proud to Support Barnardo's UK and Barnardos Ireland

The Maples Group's Dublin and London Offices are proud to announce that together they have selected Barnardo's UK and Barnardos Ireland for a special Christmas donation. 

17 Dec 2020

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