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SPECIALTY SERVICES
Irish Financial Services Regulatory

Regulatory Engagement & Enforcement

Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.

  • Responding to regulator requests for information and business as usual supervisory engagement
  • Supervisory engagement with regulators including the Central Bank of Ireland, European Central Bank and Single Resolution Board
  • Mock inspections and support during on-site or desktop-based inspection
  • Regulatory breach and error notifications
  • Advising on Central Bank investigations into individuals and regulated firms
  • Remediating issues identified in Risk Mitigation Programmes under the PRISM regime
  • Guiding clients through engagement with the Central Bank enforcement division, including engagement under the Administrative Sanctions Procedure and reaching settlement agreements
Specialty Services - Irish Financial Services Regulatory
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Central Bank of Ireland Consults on Changes to Fitness and Probity Regime

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New Consumer Protection Code – Recommended Steps for Firms to Comply

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Crypto-Asset EU Regulation: Key Irish Developments

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CRD VI and Third Country-Branches – Irish Transposition in Focus

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CBI Finds Deficiencies in Marketing Practices of Investment Firms

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Four Months to Go: Key Steps to Implement DORA

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Maples Group Advises AMCS on its Landmark Sale to EQT Private Equity

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Maples Group Welcomes 13 New Associates to its Irish Law Firm

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2022 In the Spotlight Webcast Series

Discover Maples Group Services

Irish Financial Services Regulatory

Advisory & Assurance

We specialise in conduct of business obligations, initial & minimum capital as part of authorisations, & the capital implications of change in permissions.
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Anti-Money Laundering & Countering the Financing of Terrorism

We can advise on changes to AML/CFT requirements, updating compliance frameworks, terms for the MLRO role, policies & procedures, staff training & more.
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Authorisations & Change of Business

We can help you establish a new regulated business in Ireland, and guide you through your application for authorisation with the Central Bank of Ireland.
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Compliance Universes & Frameworks and Procedures

We design compliance universes, procedures and frameworks to support robust policies and procedures, conduct training on compliance and regulatory matters.
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Corporate Governance, Remuneration & Outsourcing

We can provide you with expert advice on industry-specific corporate governance requirements, and design robust oversight and remuneration frameworks.
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Fintech

Our fintech team advises e-money firms, payment providers & digital banks on regulatory requirements & integrating them into their digital business models.
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Fitness & Probity / Senior Executive Accountability Regime

Our fitness & probity advice covers the appointment & removal of those in Pre-Approval Controlled Functions, the development of robust frameworks & more.
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Sustainable Finance

We act for lenders, financial institutions, sponsors and investors in sustainable finance, advising on ESG-focused and sustainable financing transactions.
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