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Irish Financial Services Regulatory
Regulatory Engagement and Enforcement
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Advisory and Assurance
- Compliance Universes and Frameworks and Procedures
- Anti-Money Laundering & Countering the Financing of Terrorism
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Regulatory Engagement and Enforcement
- Responding to regulator requests for information and business as usual supervisory engagement
- Supervisory engagement with regulators including the Central Bank of Ireland, European Central Bank and Single Resolution Board
- Mock inspections and support during on-site or desktop-based inspection
- Regulatory breach and error notifications
- Advising on Central Bank investigations into individuals and regulated firms
- Remediating issues identified in Risk Mitigation Programmes under the PRISM regime
- Guiding clients through engagement with the Central Bank enforcement division, including engagement under the Administrative Sanctions Procedure and reaching settlement agreements
Related Contacts
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Stephen Carty
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Lorna Smith
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Philip Keegan
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Alison Gibney
KNOWLEDGE
- DAC8: EU Tax Reporting Framework for Crypto-Asset Income and Revenue 08 June 2023
- Irish Bribery and Anti-Corruption Law in Focus 08 May 2023
- CBI's New Enhanced Flexibility for QIAIF Digital Asset Exposure 05 April 2023
- CP153: CBI Consults on Individual Accountability Framework as Act Becomes Law 03 April 2023
- Central Bank of Ireland Findings Following EU Review of Costs and Fees in UCITS 30 March 2023
- The Central Bank (Individual Accountability Framework) Act 2023 24 March 2023
- Irish FinTech Regulation Focus 2023 - Six Key Areas 16 March 2023
- Central Bank of Ireland: Key Areas of Supervisory Focus for 2023 06 March 2023
- DORA: New EU Operational Resilience Regime for the Financial Sector 30 January 2023
- Preparing for SEAR and IAF Recommended Measures for all Irish Regulated Firms to Consider 20 January 2023