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Irish Financial Services Regulatory
Compliance Universes and Frameworks and Procedures
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Advisory and Assurance
- Anti-Money Laundering & Countering the Financing of Terrorism
- Regulatory Engagement and Enforcement
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Compliance Universes and Frameworks and Procedures
- Designing detailed compliance universes setting out the applicable regulatory regime to map key controls and responsibilities
- Developing policies and procedures required under financial services legislation
- Building robust frameworks to implement and support policies and procedures
- Completing assessments of firms’ compliance and identifying gaps for remediation
- Documenting oversight frameworks for outsourcing arrangements and delegation models
- Annual training on compliance and regulatory matters, including when new or revised requirements are introduced
- Tracking impending changes and upstream regulatory change management
Related Contacts
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Stephen Carty
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Lorna Smith
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Philip Keegan
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Alison Gibney
KNOWLEDGE
- DAC8: EU Tax Reporting Framework for Crypto-Asset Income and Revenue 08 June 2023
- Irish Bribery and Anti-Corruption Law in Focus 08 May 2023
- CBI's New Enhanced Flexibility for QIAIF Digital Asset Exposure 05 April 2023
- CP153: CBI Consults on Individual Accountability Framework as Act Becomes Law 03 April 2023
- Central Bank of Ireland Findings Following EU Review of Costs and Fees in UCITS 30 March 2023
- The Central Bank (Individual Accountability Framework) Act 2023 24 March 2023
- Irish FinTech Regulation Focus 2023 - Six Key Areas 16 March 2023
- Central Bank of Ireland: Key Areas of Supervisory Focus for 2023 06 March 2023
- DORA: New EU Operational Resilience Regime for the Financial Sector 30 January 2023
- Preparing for SEAR and IAF Recommended Measures for all Irish Regulated Firms to Consider 20 January 2023