{{ languageVal }}
Irish Financial Services Regulatory
Compliance Universes and Frameworks and Procedures
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Advisory and Assurance
- Anti-Money Laundering & Countering the Financing of Terrorism
- Regulatory Engagement and Enforcement
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Compliance Universes and Frameworks and Procedures
- Designing detailed compliance universes setting out the applicable regulatory regime to map key controls and responsibilities
- Developing policies and procedures required under financial services legislation
- Building robust frameworks to implement and support policies and procedures
- Completing assessments of firms’ compliance and identifying gaps for remediation
- Documenting oversight frameworks for outsourcing arrangements and delegation models
- Annual training on compliance and regulatory matters, including when new or revised requirements are introduced
- Tracking impending changes and upstream regulatory change management
Related Contacts
-
Stephen Carty
-
Lorna Smith
-
Philip Keegan
-
Alison Gibney
KNOWLEDGE
- Widening the Net of Regulation of Retail Credit Firms in Ireland 15 June 2022
- New EU Ban on Selling Investment Funds to Russian or Belarusian Persons 27 April 2022
- Establishing a Regulated Fintech Firm in Ireland 21 April 2022
- Updated Central Bank of Ireland PCF List - Required Actions and Filings 20 April 2022
- Fitness and Probity Notice: Bringing New Retail Credit Providers in Scope 06 April 2022
- Irish and EU Regulators Warn Retail Investors of Risks of Investing in Cryptoassets 28 March 2022
- Introducing the New Irish Regulatory Regime for Crowdfunding 17 January 2022
- CP138: Central Bank of Ireland Publishes Cross-Industry Outsourcing Guidance 22 December 2021
- CBI Identifies MiFID Client Suitability Requirements Deficiencies 17 December 2021
- CBI Calls on Fintech Firms to Undertake Regulatory Review 14 December 2021