{{ languageVal }}
Irish Financial Services Regulatory
Advisory and Assurance
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Compliance Universes and Frameworks and Procedures
- Anti-Money Laundering & Countering the Financing of Terrorism
- Regulatory Engagement and Enforcement
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Advisory and Assurance
- Advising on conduct of business requirements across banking, insurance, MiFID / asset management, fund service providers, intermediaries, retail credit / credit servicing firms and e-money / payment institutions
- Advising on initial and minimum capital as part of authorisations and assessing capital implications of change in permissions
- Proposed restructures to manage capital and making assessments against prescriptive regulatory requirements, e.g. under the Capital Requirements Regime or the Investment Firms Directive / Regulation
- Drafting Ts&Cs and website content to comply with consumer / investor protection requirements
- Independent third party assurance / Skilled Person reports, including in respect of industry-wide inspections or examinations
- Advising senior management on business proposals to identify any regulatory risks and how they can be mitigated
Related Contacts
-
Stephen Carty
-
Lorna Smith
-
Philip Keegan
-
Alison Gibney
KNOWLEDGE
- IAF Update: Finalised Guidance Published Ahead of Year-End Introduction of New Framework 24 November 2023
- CP156: CBI to Revamp its Financial Services and Fintech Innovation Framework 22 November 2023
- DAC8: EU Tax Reporting Framework for Crypto-Asset Income and Revenue 08 June 2023
- Irish Bribery and Anti-Corruption Law in Focus 08 May 2023
- CBI's New Enhanced Flexibility for QIAIF Digital Asset Exposure 05 April 2023
- CP153: CBI Consults on Individual Accountability Framework as Act Becomes Law 03 April 2023
- Central Bank of Ireland Findings Following EU Review of Costs and Fees in UCITS 30 March 2023
- The Central Bank (Individual Accountability Framework) Act 2023 24 March 2023
- Irish FinTech Regulation Focus 2023 - Six Key Areas 16 March 2023
- Central Bank of Ireland: Key Areas of Supervisory Focus for 2023 06 March 2023