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Irish Financial Services Regulatory
Advisory and Assurance
Our Financial Services Regulatory group in Ireland comprises of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business. Our highly technical team deliver pragmatic and solutions-focused advice to our clients.
- Irish Financial Services Regulatory
- Authorisations and Change of Business
- Fintech
- Corporate Governance, Remuneration and Outsourcing
- Compliance Universes and Frameworks and Procedures
- Anti-Money Laundering & Countering the Financing of Terrorism
- Regulatory Engagement and Enforcement
- Fitness & Probity / Senior Executive Accountability Regime
- Sustainable Finance
Advisory and Assurance
- Advising on conduct of business requirements across banking, insurance, MiFID / asset management, fund service providers, intermediaries, retail credit / credit servicing firms and e-money / payment institutions
- Advising on initial and minimum capital as part of authorisations and assessing capital implications of change in permissions
- Proposed restructures to manage capital and making assessments against prescriptive regulatory requirements, e.g. under the Capital Requirements Regime or the Investment Firms Directive / Regulation
- Drafting Ts&Cs and website content to comply with consumer / investor protection requirements
- Independent third party assurance / Skilled Person reports, including in respect of industry-wide inspections or examinations
- Advising senior management on business proposals to identify any regulatory risks and how they can be mitigated
Related Contacts
-
Stephen Carty
-
Lorna Smith
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Philip Keegan
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Alison Gibney
KNOWLEDGE
- MiFID Firms – What is the Central Bank of Ireland's Focus for 2021? 25 February 2021
- Fitness and Probity - Central Bank of Ireland Expectations Not Being Met 19 January 2021
- EU Regulator Warning on Post Brexit Financial Services EU Access 14 January 2021
- AML Frameworks of Schedule 2 Firms under CBI Scrutiny 05 January 2021
- New Central Bank of Ireland Guidance on AML Transaction Monitoring 13 November 2020
- CBI Enforcement Firm Hit with Fine for Cyber Security Failures 06 August 2020
- ICLG Cybersecurity Guide 2020 25 October 2019