OVERVIEW
Phillipa is the Chief Compliance Officer for the Maples Group and manages the global compliance team, information security and general risk teams as well as overseeing the internal audit function. She has extensive knowledge of the operations of the group's lines of business and focuses on identifying areas of business, compliance, regulatory and operational risk and ensuring the necessary controls are in place to mitigate them on a global basis. Phillipa is a member of the Maples Group Executive Management Committees, Audit Committees, Data Protection Committee and Crisis Management Committee.
BACKGROUND
Previously, Phillipa was an Executive Director in the fixed income division at Goldman Sachs International in London where she gained experience in structured products including SPV repackaging, CDOs and credit linked products. Prior to this, she worked for Swiss Bank Corporation as a Technical Specialist in capital markets and treasury operations focused on OTC derivatives.
PROFESSIONAL ACTIVITIES
Member of 100 Women in Finance
AREAS OF EXPERTISE
EDUCATION
University of Chicago, US, Bachelor of Arts (Honours), Political Science, 1992
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KNOWLEDGE
- ELTIF 2 European Commission Adopts RTS Delegated Regulation 25 July 2024
- FCA Issues Final Rules and Guidance on the Overseas Funds Regime 23 July 2024
- Cayman AEOI FATCA and CRS Reporting for Fund Managers 23 July 2024
- UK RMBS Flourishing in Active Market 22 July 2024
- Standing Decisions and Privy Precedents: Principles of Stare Decisis Applicable to Judgments of the Privy Council 18 July 2024