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OVERVIEW
Alison is a senior regulatory executive of Maples and Calder's Funds & Investment Management team in the Maples Group's Dublin office. She has over 7 years' experience working in the funds industry predominantly specialising in fund operations, compliance and corporate governance.BACKGROUND
Alison joined the Financial Services Regulatory team at the Maples Group in November 2017 having previously worked with the Irish Stock Exchange as a Regulation Advisor approving listing documentation for both investment funds and debt securities. Previously Alison worked in house as a Legal and Compliance Executive for an AIF Manager working on both UCITS and AIF vehicles.PROFESSIONAL ACTIVITIES
Association of Compliance Officers in IrelandAREAS OF EXPERTISE
EDUCATION
Law Society of Ireland, Diploma in Finance Law, 2017
International Capital Markets Association, Certificate in Introduction to Primary Markets, 2016
Law Society of Ireland, Diploma in Investment Funds and Compliance, 2015
ACOI, Professional Diploma in Compliance, 2013
UCD, Bachelor of Commerce (BComm), 2010
GET IN TOUCH
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KNOWLEDGE
- MiFID Firms – What is the Central Bank of Ireland's Focus for 2021? 25 February 2021
- Fitness and Probity - Central Bank of Ireland Expectations Not Being Met 19 January 2021
- EU Regulator Warning on Post Brexit Financial Services EU Access 14 January 2021
- New Central Bank of Ireland Guidance on AML Transaction Monitoring 13 November 2020
- ESMA Guidelines on MIFID II Compliance 11 September 2020
- CBI Enforcement Firm Hit with Fine for Cyber Security Failures 06 August 2020
- Establishing an Investment Firm in Ireland under MiFID 05 August 2020
- MLD5 Update and New EU AML Action Plan 22 May 2020
NEWS & DEALS
- Chambers Global Recognises 60 Maples Lawyers in 2021 Guide 24 February 2021
- Maples Group Appoints New Head of Netherlands Office 16 February 2021
- Maples Group Supports Major Investment Banks on Landmark Luxembourg Securitisation 03 February 2021
- Maples Group Expands Jersey Funds Practice with New Partner 03 February 2021
- Maples Advises Citigroup First Investment Management Limited on the Launch of New Fund in Japan 01 February 2021