Fiduciary Services
Conflict Review & Advisory Services
Today's complex regulatory focus on affiliate trading requires special attention. Our dedicated conflict review and advisory team has the technical and operational excellence to deliver a highly responsive and independent service.
OVERVIEW
In an environment in which there is a growing focus on regulatory and independent oversight, institutions and investment advisers buying or selling securities between affiliated entities or between vehicles they manage may need to obtain specific consent to a transaction. Certain regulations require that consent for such transactions be delegated to an independent party. Recognising the growing demand for competent service providers to review and approve affiliate trades, the Maples Group’s dedicated conflict review and advisory team provides guidance on the types of transactions that may be subject to review and on the documentation and supporting information necessary to enable us, as a third-party agent, to review the trades as efficiently and effectively as possible. Our team comprises specialists with relevant technical and operational backgrounds and takes a collaborative approach that ensures the delivery of a highly responsive, tailored, independent service.
Related Contacts
KNOWLEDGE
- The Corporate Transparency Act US CLO Co Issuers and Issuer Subsidiaries 30 April 2024
- Hong Kong Corporate Inspection Regime Enters Third Phase 01 March 2024
- Artificial Intelligence and Fund Governance 27 February 2024
- UK Director Verification Measures Target Financial Fraud 13 February 2024
- Court of Appeal confirms that a Receiver does not require a Court Order for taking Possession of a Mortgaged 01 February 2024
NEWS & DEALS
- Maples Group's Global Asset Finance Team Recognised Again on Aviation Finance Deals of the Year 02 May 2024
- Maples Group Receives Continued Recognition for Information Security Management with ISO 27001 Certification 01 May 2024
- Maples Group Moves to New London Office with a focus on Clients, People and Collaboration 24 April 2024
- Maples Group Launches UK Liquidations Services 10 April 2024
- Maples Group Welcomes Blessing Buraimoh as First Global Diversity, Equity and Inclusion Lead 14 March 2024