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Frank Szeto

AML Compliance Officer

Regulatory & Compliance
Hong Kong

Areas of Expertise

Frank has in-depth, practical knowledge of the Anti-Money Laundering (AML) requirements and legislation of the Cayman Islands.  He understands the AML controls and best practices required to ensure both effective risk mitigation and compliance with the Cayman Islands AML legislation, regulations and regulatory guidance, having performed money laundering, terrorist financing and sanctions risk assessments across a large portfolio of investment funds as AML analyst within the Maples Group compliance services team.

Previously, Frank worked with a leading international financial firm, where he performed money laundering, terrorist financing and sanctions risk assessments across a wide range of investment funds and special purpose vehicles.

Member of the Association of Certified Anti-Money Laundering Specialists.

Education

The Hong Kong Polytechnic University, Hong Kong, Bachelor of Business Administration, Accounting and Finance

Association of Certified Anti-Money Laundering Specialists, Certified Anti-Money Laundering Specialist

International Compliance Association, Certificate in Anti-Money Laundering

Languages

Cantonese

English

Mandarin

News & Knowledge

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Frank Szeto

AML Compliance Officer

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