OVERVIEW
Simon has extensive experience having held a number of senior board positions across large multi corporate institutes and smaller privately run firms; working in front office and client facing roles. He has also mentored both in and out of the workplace, including the support of young adults within the Princess Trust.
BACKGROUND
Previously, Simon worked at LGT Wealth Management, where he undertook the function of Executive Director and Head of Compliance. He also sat on the board as a non-executive director for an Irish fund company. Before this, Simon was the Head of Compliance at Barclays and prior to that held a number of roles within Coutts and Nat West including, Head of Sanctions and Policy, Business Risk Manager and Investment Manager.
PROFESSIONAL ACTIVITIES
Member of Jersey Compliance Officers Association
Member of the Chartered Institute for Securities & Investment
AREAS OF EXPERTISE
Regulatory & ComplianceEDUCATION
International Compliance Association, Professional Postgraduate Diploma in Governance, Risk and Compliance
International Compliance Association International Diploma in Financial Crime Prevention (with distinction)
Chartered Institute for Securities & Investment Private Client Investment Advice and Management
IFS Certificate for Financial Advisors
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
GET IN TOUCH
For expert advice, contact us today – we’d love to hear from you. Please fill in the form and we will contact you as soon as possible.
KNOWLEDGE
- Maples Group Jersey Office Discuss Continued Success and Growth On Island in Reports Legal 05 December 2023
- The Corporate Transparency Act Investment Funds and Structured Finance 04 December 2023
- Our Thoughts on Climate Finance Week Ireland 2023 30 November 2023
- IAF Update: Finalised Guidance Published Ahead of Year-End Introduction of New Framework 24 November 2023
- Advantage Singapore – Key Regional Fund Centre 24 November 2023
NEWS & DEALS
- Maples Group Partners Named IFLR1000 Women Leaders 2023 29 November 2023
- Maples Group Advises JIP on the JIP-led Consortium for The Largest Take-Private Deal in Japan's History 23 November 2023
- Maples Group Advises Sunac on Landmark US$10.2 Billion Debt Restructuring 21 November 2023
- Maples Group's Multi-Jurisdictional Expertise Shines with Partners from Ireland, Cayman Islands and Hong Kong Making '50 Leading Women in Hedge Funds' List 14 November 2023
- Maples Group Wins at Hedgeweek European Emerging Manager Awards 09 November 2023