Overview

Following the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Commodity Futures Trading Commission (CFTC) introduced updated requirements for greater reporting of data as well as appointing and registering a Commodity Pool Operator (CPO).  Further, the CFTC and the National Futures Association (NFA) have implemented data aggregation and risk reporting requirements for registered CPOs with Form CPO-PQR requiring registered advisors to provide manager, portfolio and risk information about their funds.  This information includes investment strategy, asset classes, risk metrics, collateral, counterparty credit exposure, and the use and levels of leverage, among many other aspects of their operations.

The Maples Group provides an integrated portal that produced Form CPO-PQR reporting, whereby data is populated into the template for review and validation by the CPO prior to submission.  Specific services include:

  • Aggregating data to produce only the required reporting for relevant sections of Form CPO-PQR;
  • Performing risk calculations required for Form CPO-PQR reports that are not available from data sources; and
  • Liaising with the CPO to confirm mappings for new positions held in the portfolios.

Locations

Boston   |   Cayman Islands   |   Dubai   |   Dublin   |   Hong Kong   |   Luxembourg   |   Montreal   |   Singapore
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Please note that your email may be received and read by other Maples Group employees in addition to your intended recipient.

The use of this form does not create an attorney-client relationship and information submitted will not necessarily be treated as privileged or confidential, nor will it prevent us from accepting related instructions on behalf of others. Do not send us any information regarding any current or potential legal matters until your proposed engagement of us as legal counsel has been agreed and confirmed by us in writing.

Announcements

Maples Group Maintains Leading Positions in 2021 Asia Pacific Legal Directories

Maples and Calder, the Maples Group's law firm, is proud to announce that its Asia Pacific offices have once again received top-tier rankings in the 2021 editions of Chambers Asia Pacific and The Legal 500 Asia Pacific. 

20 Jan 2021

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Announcements

Maples Group Strengthens Financial Services Regulatory Practice with New Partner Hire 

Maples and Calder (Ireland) LLP, the Maples Group's law firm in Ireland, is pleased to announce the addition of Lorna Smith who joins the firm as a Partner in its Financial Services Regulatory practice. 

13 Jan 2021

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Announcements

Maples Group Expands Middle Office Service Offering to the Leon Levy Foundation

The Maples Group is pleased to support the Leon Levy Foundation, a private philanthropic foundation with US$450 million in assets. The Group's consolidated operational and technology platform for data aggregation, portfolio accounting and portfolio reporting and customized support has allowed the Leon Levy Foundation to meaningfully analyze its investments in a timely manner while better understanding the strategies to which it has allocated capital.

12 Jan 2021

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Announcements

Maples Group Recognised for Excellence in Asia by China Business Law Journal

Maples and Calder, the Maples Group's law firm, is pleased to announce that its Asia practice has been recognised for its role in advising on seven of the transactions listed as Deals of the Year 2020 by China Business Law Journal ("CBLJ").  Additionally, Anthony Webster, Partner and head of the Funds & Investment Management team in Hong Kong and Matt Roberts, Partner and head of the Corporate practice in Asia were recognised on CBLJ's A-List. 

12 Jan 2021

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Deals

Maples Advises on Xiaomi's US$4Billion Top-up Funding Placement 

The Maples Group was pleased to act as Cayman Islands counsel to Xiaomi Corporation in relation to its combined issue of US$855million zero coupon guaranteed convertible bonds, due 2027 and convertible into class B ordinary shares of Xiaomi Corporation under general mandate and approximately US$3.1billion subscription of placing of existing shares and top-up subscription of shares under general mandate. 

18 Dec 2020

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